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Monday 24 July 2017

My Essay on "On the Plurality of Worlds" and the Mystery of Modality

(1)   Based on your reading of Lewis’ On the Plurality of Worlds do you think that his arguments against ersatzism are convincing. If they are, would you give up on modality, accept concrete worlds, or do you have some other response?

Lewis’ arguments against ersatzism about modality in On the Plurality of Worlds are extremely strong philosophical arguments. Paralleling the Quinean indispensability argument for mathematical Platonism (appealing to the indispensability of mathematics in our best scientific theories), Lewis appeals to the implausibility of all attempts to account for the massive philosophical utility of modal language and possible worlds semantics without postulating concrete entities to which this can be ‘reduced’. I argue that he successfully argues that the ‘ersatzers’ either lapse into mystery, incoherence or problematically fall back on primitive modality when trying to explicate the logical constructions or articulate the non-mathematical abstractions that supposedly provide the ‘truthmakers’ for our modal language and logic. Despite this, I contend that it would be irrational to be confident about Lewis’ conclusion – and not just because of the “incredulous stare”. The one major reason I have time to discuss is that contemporary physics seems to reduce the ‘urgency’ of Lewis’ motivations and, as Alastair Wilson shows, makes plausible a set of views that are neither ersatzist nor fall under Lewisian modal realism. A contemporary sceptic of metaphysically motivated modal extravagance is seemingly in a much better position to ‘account for’ possible worlds semantics if just one of the contemporary physics couplet of (eternal) inflation theory and the Everettian interpretation of quantum mechanics is true.
In his 1986 book On the Plurality of Worlds, David Lewis argues that there concretely exists a world for all possible “ways a world could be” [2], where these worlds are understood as fully spatio-temporally isolated ‘block-universe’ wholes, and where actuality is indexical. He argues that this is a plausible view because, however terrifying and insane it may appear, there seems little question that it makes sense (it is “serviceable”), and it gives us a non-spooky, allegedly non-circular way of ‘grounding’ the phenomenal philosophical success of modal language and logic in “philosophy of logic, of mind, of language, and of science” (with a particular importance for Lewis’ counterfactual analysis of causation) [3]. Lewis claims that his argument is fundamentally abductive: following the principles of his mentor Quine, he maintains that the appeal to modal realism represents inference to the best explanation, since, despite its lack of ontological parsimony, the other explanations for the indispensability seem mysterious, circular or incoherent.
As the question requests, I’ll skip Lewis’ specific positive defences of modal realism and move onto his critiques of all forms of ‘ersatzism’: i.e. the attempts to avoid modal realism while defending the existence of truthmakers for modal language and logic by trying either give a formal account of a possible world as some kind of mathematical object (which he calls the ‘linguistic version of ersatzism’) or by insisting that not essentially abstract things (people, objects) can exist abstractly (which he calls the ‘pictorial version of ersatzism’[1]).
In chapter 3 of the book, “Paradise on the Cheap?”, Lewis attempts to rebut all the various strategies for reducing modal language and logic without sliding down the rabbit hole of modal realism. While he (of course) admits that ersatzism is “attractive” and doesn’t for a minute claim that he has proof of the impossibility of all ersatzist strategies, his thesis is that “each version, in its own way, is in serious trouble” [140].
The first general ‘version’ of ersatzism Lewis attempts to rebut is what he calls “linguistic ersatzism”. Before mounting any direct attack, Lewis spends many pages exploring the best possible ways of implementing this strategy. As Lewis immediately notes, possible worlds can’t be identified with just colossal natural-language ‘books’ because the worldmaking language must be “disambiguated and precise” [142]. One proposed solution then is to make the ersatz worlds “set-theoretic constructions out of parts of the concrete world” [143]. This general form of solution, Lewis notes, would have the advantage that mathematical Platonists are already committed to the ‘existence’ of sets. Carnap was an early pioneer of such an approach, but Lewis observes that his original version – identifying ersatz worlds with “maximal consistent sets of sentences of a worldmaking language which is a fragment of the given system” [142] – didn’t specify a solution to the ‘naming’ problem: that “everything must have a name” (because all states of affairs must be described) and “nothing may have two names” (to avoid contradiction in predication) [143]. Fortunately, however, Carnap later developed a solution to this, according to what Lewis calls the “Lagadonian method”: create some kind of set, a “state description”, where every element of a domain ‘names itself’. In “A Basic System of Inductive Logic”, for example, Carnap formalised “ersatz worlds as models, in the standard model-theoretic sense”, where each model corresponded “one-to-one with state descriptions in the Lagadonian language” [145]. A similar system with universals added was, Lewis notes, later developed by Brian Skyrm in his 1981 paper “Tractarian Nominalism” [145].
After continuing his discussion beyond Carnap for several more pages, Lewis begins his attack. His first family of objections concern the problem of primitive modality (which modal realism allegedly doesn’t face). The first two objections of this kind he raises are as follows: the set-theoretic approach is taking modality as a primitive, first via the requirements of consistency and maximality (fundamentally modal concepts), and second via “implicit representation” (since a set of sentences has to imply so-and-so “iff those sentences could not all be true together unless it were also true that so-and-so” – clearly modal [151]). Lewis also raises an awkward ‘trade-off’ dilemma for linguistic ersatzism: whilst the ‘sparseness’ of Carnap’s state-description ‘language’ obviates any worries about inconsistency, it does this at the cost of colliding with the implicit representation problem in a big way (richer languages could do more explicit representation). Then comes the second, more specific couplet of primitive modality issues. The first specific primitive modality problem is how to avoid, as it were, ‘physical inconsistencies’ in a set-theoretic construction which is only designed to avoid logical inconsistencies: for example, how to avoid predicating of a “point particle” both “positive and negative charge” [155]. Lewis proposes that this requires an axiom – in this case, “the axiom of unique charge” [155]. And, as Lewis notes, even if one is not sure that such an axiom wouldn’t misrepresent the facts of modality (maybe some worlds can have particles with positive and negative charge), one would still have to resort to primitive modality to account for the possibility that it does: “if it is possible for one particle to be both positively and negatively charged, then let there be an axiom of unique charge” [155]. The second specific problem “has to do with the relation of local to global descriptions” [155]. As he puts it, “We have a problem about consistency if the worldmaking language speaks both of local and global matters […] Or we have a problem about implicit representation if the worldmaking language speaks only of local matters” [155]. But no-one could possibly provide the possibly infinitary “connecting axioms” required to do the repair.[2]
Lewis’ second cluster of objections to linguistic ersatzism concern “the descriptive power of the worldmaking language” [157]. First, there is a problem about indiscernibles. It may be fine that linguistic ersatzism cannot generate two identical worlds, but Lewis claims there is something very troubling about the notion that, if there are indiscernible individuals in different possible worlds, then linguistic ersatzism only has one description for all of them. I think Lewis probably overstates this objection, since a) it may be that only strictly indiscernible worlds allow strictly indiscernible macroscopic individuals, and b) even if that is false, I just don’t see why the consequence is all that “troubling”.  The second “problem of descriptive power” is, however, much deeper. It is a more profound ‘naming’ issue than the one solved by the ‘Lagadonian’ method: it is the problem that “if we only have words for natural properties that are instantiated within our actual world, then we are not in a position to describe completely in which there are extra natural properties, alien to actuality” [159]. Lewis recognises that “an ersatzer will not agree that there are any properties instantiated off in other worlds, since he does not believe there are any other worlds” [160]. But he points out that if the ersatzer wants to be able to say “there might have been other natural properties” (which he surely does, lest he slide towards robust scepticism about modal language), then he is immediately ensnared [160].
Lewis considers pictorial ersatzism much weaker than linguistic ersatzism, even despite all his objections to linguistic ersatzism. As I suggested in the first footnote, whilst philosophers like Timothy Williamson and Derek Parfit don’t conceive of their extravagant-abstractionist ontological views as in any sense ‘pictorial’, I think that Lewis’ objections to pictorial ersatzism apply to them.
Lewis sees the one big advantage of pictorial ersatzism over linguistic ersatzism as its ability to ‘deal with’ “possibilities that involve alien natural properties”, which it can do because abstract pictures could in theory represent “diverse alien natural properties beyond the reach of our thought and language”, neither omitting nor conflating these possibilities [167]. However, he has three general objections to the approach.  The first two are primitive-modality issues once again. Lewis thinks the pictorialist faces no consistency problem (Escher drawings are not “truly pictorial” [168]), but there is an implicit representation problem. Since you can’t have an isomorphism to an unactualised world, what makes an abstract pictorial talking donkey in a pictorial world isomorphic to a talking donkey “is just that it could have been isomorphic to a talking donkey that was part of the concrete world, and it would have been if the world had been different, and it couldn’t hav ehave have have been isomorphic to any part of the concrete world that wasn’t a talking donkey” [168]. As Lewis notes, this is “no advance toward an analysis of the modal statement that we began with” [168].
Lewis’ third, “and most serious”, objection is that pictorial ersatzism represents an ontology that is, at least to some sensibilities, even weirder than modal realism and very possibly incoherent. Lewis is raising the same fundamental intelligibility problem that I mentioned in relation to Parfit and Williamson. Although Lewis initially uses the word “abstract” to describe the worldmaking pictures, he points out that they couldn’t really be worldmaking of concrete worlds if they were perfectly abstract. They have to fall into some mysterious middle-ground category – and this thought seems to draw one to the more cynical thought that pictorialism is just modal realism for people who don’t want to admit it. His specific objection along these lines is significantly more detailed than that, but I don’t have the words to review it properly. I will also ignore Lewis’ objections to the final ersatzist ‘strategy’, which he calls “magical ersatzism” (Lewis thinks that in fact most philosophers are secretly “modal magicians”, in the sense that they don’t give a proper truthmaker ‘story’).[3]
Overall, I think Lewis’ arguments against ersatzism are extremely powerful.  Nevertheless, I don’t think it would be rational to be confident about modal realism.[4] I don’t just mean that I don’t think Lewis’ arguments are decisive, because (of course) most metaphysical stances aren’t provable theorems – and it would never be rational (so it seems to me) to be highly confident about any properly metaphysical (non-testable) theory with unambiguously coherent competitors).highlhigh I say this instead because I think physics has opened up a form of strongly naturalistic modal reductionism which is more plausible.
In particular, I think that one should have a higher credence that at least that one of the following possibilities is true:
1.)    As Alastair Wilson argues, the ‘Many Worlds Interpretation’ of quantum mechanics (EQM) is correct and “modal necessitarianism” is true (there is an infinity of quantum-branch worlds, all of which obey the same fundamental laws). (Incidentally, modal necessitarianism implies the negation of “eternal inflation theory”.)
2.)    “Eternal inflation theory” is true, EQM is false, and there therefore exist an infinity of worlds described perhaps by some formulation of String Theory. The main pioneer of inflation theory in cosmology, the esteemed MIT physicist Alan Guth, claims that “Most models of inflation do lead to a multiverse” [https://www.space.com/25100-multiverse-cosmic-inflation-gravitational-waves.html]. This clearly strongly counts in favour of the possibility that eternal inflation is true, considering that cosmologists are highly confident about inflation, on account of its ability to account for key features of the observable universe that the original Big Bang Theory could not (the “flatness problem”, the “horizon problem” and the “Magnetic-monopole problem”).
3.)    Both EQM and eternal inflation theory are true.
Alistair Wilson has argued [e.g. in “Schaffer on Laws of Nature, 2013] that his “modal necessitarian” view, assuming “quantum indeterminism”, could basically effect the same reduction of standard cause-isolating counterfactuals as Lewis’ determinism-assuming “small miracles” reductions, and without having to invoke “miracles” per se. The other two possibilities seem possibly to preserve reductions of even more of our modal language. All of them would sever the gap between “conceivability” and metaphysical possibility to some degree, but I think Wilson is correct that this is no knock-down.

In summary, I believe that Lewis successfully seriously impugns all forms of modal ‘ersatzism’. At the same time, I believe it would be irrational to be confident about the truth of modal realism (or at least I think I’m not being irrational in having credence < 0.5). [5]






Reference List

Lewis, David (1986). On the Plurality of Worlds, Blackwell.

Parfit, Derek (2011). On What Matters, Oxford University Press.

Williamson, Timothy (2012). Modal Logic as Metaphysics, Oxford University Press.

Wilson, Alastair (2013). "Schaffer on Laws of Nature", Philosophical Studies 164(3):653-657,







[1] He never describes the ‘pictorial’ version in the terms I just used, but the ‘pictorial’ version of ersatzism doesn’t really exist anyway: he clearly smuggles under this label really any kind of non-mathematical modal abstractionism – recent examples are Parfit’s “possibilism” [2011] or Timothy Williamson’s “Necessitarianism” [2012], views which are committed to the possibly incoherent proposition that non-essentially abstract things can exist in the ‘wide sense’ abstractly (i.e. “subsist”). Such views simultaneously fall under what he calls ‘magical ersatzism’.
[2] It should be pointed out that both this and the previous objection are assuming something about the facts of modality and metaphysics which someone like Alistair Wilson would dispute (as we’ll see), but that doesn’t lessen their force against ersatzers (who want, like Lewis, conceivability to be a strong guide to metaphysical possibility).
[3] I myself have written as if pictorial ersatzers is another word for magical ersatzers.
[4] I think it may have been rational to be confident about modal realism when Lewis was writing.
[5] I also believe the epistemic possibility (in the Bayesian sense) that there is one universe and extreme modal fictionalism is true should slightly lower one’s confidence in modal realism, ersatzism and the more Wilsonian view.

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